Service Specialties
- Outsourced Internal Audit
- Co-sourced Internal Audit
- SOX & FDICIA implementation and testing
- Regulatory and third-party issue validation
Industry Expertise
- Broker Dealers
- Outsourced Internal Audit
- Co-sourced Internal Audit
- SOX & FDICIA implementation and testing
- Regulatory and third-party issue validation
Professional Experience
Joel Dunn is the CEO of PM Internal Audit Services LLC and has over 30 years of experience servicing both domestic and international financial institutions with their internal audit risk management needs.
Joel has worked with community, commercial, and international institutions ranging in size from $50 million to over $1 Trillion in assets, focusing on all aspects of compliance, operations, credit, investments and deposits. He has wide-ranging audit experience across accounting, operations, lending, treasury, legal, human resources, compliance and security, as well as BSA/AML and OFAC, Sarbanes-Oxley and FDICIA compliance.
Additionally, Joel advises his clients on such matters as the efficacy of their internal control environments and has performed pre- and post-implementation reviews of operational systems for adequacy of controls and effectiveness, as well as due diligence reviews for mergers and acquisitions.
Mr. Dunn is a Certified Anti-Money Laundering Specialist (CAMS) and a Certified Internal Control Auditor (CICA). He is a graduate of Columbus University, a member of the Honorable Order of Kentucky Colonels, and Chairman of the Audit Committee for the New York Navy League.
Professional Affiliations
- Certified Anti Money Laundering Specialist
- Certified Internal Control Auditor
- Notary Public
Education
- Columbus University